What is a post-effective amendment?
Post-Effective Amendment Filing Deadline means the seventh Business Day after the Registration Statement ceases to be effective pursuant to applicable securities laws due to the passage of time or the occurrence of an event requiring the Company to file a Post-Effective Amendment.
What is a 462 B Registration Statement?
Rule 462(b) Registration Statement means any registration statement prepared by the Company registering additional Public Securities, which was filed with the Commission on or prior to the date hereof and became automatically effective pursuant to Rule 462(b) promulgated by the Commission pursuant to the Securities Act …
What is an F 10 form?
Form F-10 may be used for the registration of securities under the Securities Act of 1933 (the “Securities Act”), including securities to be issued in an exchange offer or in connection with a statutory amalgamation, merger, arrangement or other reorganization requiring the vote of shareholders of the participating …
What is a N 2 form?
Form N-2 is to be used by closed-end management investment companies, except small business investment companies licensed as such by the United States Small Business Administration, to register under the Investment Company Act and to offer their shares under the Securities Act.
Why would a company file a POS am?
The SEC POS AM filing allows a company registered with the SEC to update or amend its prospectus. A prospectus is a required document that provides details about an investment offering to the public.
What is a F10 SEC filing?
SEC Form F-10 is a form the Securities and Exchange Commission (SEC) requires certain publicly traded Canadian foreign private issuers to complete to register and sell securities in the United States.
What is Form 20 F SEC?
Form 20-F is the primary disclosure document required of foreign private issuers listing equity shares on exchanges in the United States. It’s most often filed with the Securities and Exchange Commission (SEC) as an annual report but is also used to register classes of securities.
Who has to file a Form 3?
The SEC lists the following who are required to file Form 3: Any director or officer of an issuer with a class of equity securities. A beneficial owner of greater than 10% of a class of equity securities. An officer, director, member of an advisory board, investment adviser, or affiliated person of an investment.
What is Form n14?
The Form N-14 is a document the United States Citizenship and Immigration Services (USCIS) can issue after your first naturalization interview. This form is an official document that requires you to submit additional information before your naturalization application can be processed further and approved.