When did LPL buy Uvest?

LPL acquired Uvest in 2006 for about $90 million in cash and stock. When the deal was announced, Uvest had about 750 reps and advisers working at 290 financial institutions, such as banks and credit unions.

Who is LPL Financial associated with?

The company is a member of FINRA and the SIPC. LPL Financial joined the Fortune 500 list at number 466 in 2021….LPL Financial.

Type Public
AUM $1 Trillion
Number of employees 4,658 (2020)
Subsidiaries LPL Financial LLC LPL Insurance Associates, Inc. Fortigent LLC The Private Trust Company,
Website www.lpl.com

Does LPL Financial have high fees?

The third-party asset management programs bear a maximum fee of 2.00%, while the maximum advisory fee for LPL’s customized advisory services, IPA and other participant advice services is 1.50%. Clients pay the fee to LPL, which then shares the fee with the advisor or institution.

Who bought Primevest?

Primevest Capital Partners lifts AUM to €2.8 billion with drive into private investors market through Holland Immo Group acquisition – Primevest Capital Partners.

How are LPL Financial advisors paid?

LPL and its financial professionals are compensated directly by customers and indirectly from the investments made by customers. When customers pay us, we typically are paid an upfront commission or sales load at the time of the transaction and in some cases a deferred sales charge.

Is LPL a broker-dealer?

LPL Financial is a registered investment advisor and a broker/dealer, which means that an LPL financial professional can offer you both investment advisory and brokerage services.

How are LPL Financial Advisors paid?

Is cetera part of LPL?

A Massachusetts-based team with about $150 million in brokerage, advisory and retirement assets is joining LPL Financial from Cetera, the independent broker/dealer announced this week.

Is cetera buying VOYA?

Cetera completes its acquisition of Voya’s financial planning channel, which will join the firm’s regional director model and be rebranded Cetera Wealth Partners.

How do I contact an LPL Financial professional?

If your financial professional is unavailable, you may call (800) 558-7567 for assistance from an LPL associate.  If you’re interested in working with an LPL financial professional, locate one in your area using our search tool.

What is LPL Financial Business Solutions?

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Where is LPL Financial located in San Diego?

LPL Financial 4707 Executive Drive San Diego, CA 92121-3091 Join LPL Work with a Financial Professional About Us Investor Relations Media Newsroom Careers at LPL Terms of Service Contact Us Sitemap Fee Schedules SEC Share Class Initiative and Settlement