What are the SEBI guidelines for listing of securities?

4.10 Applicability of Listing Conditions and Requirements.

  • 4.11 Grant or Refusal of Admission to Dealings.
  • 4.12 Listing Approval.
  • 4.13 Admission to Dealings.
  • 4.14 Trading Allowed.
  • 4.15 Trading in Securities Admitted to Dealings on Other Stock Exchanges.
  • 4.16 Listing Fees.
  • 4.17 Fees or Deposits to be Paid by Issuer.
  • What are the compliances for listed companies?

    Regulation Compliance/Disclosures/Report
    Regulation 14 Payment of listing fees & Other charges
    Regulation 33 (3) (d) Financial Results along with Auditor’s Report
    Regulation 34(1) Annual Report
    Regulation 40 (10) Transfer or transmission or transposition of securities

    What are the obligations of listed companies?

    To raise funds from investors, issuers must in return meet a number of transparency obligations: Annual and half-yearly reporting, significant information liable to impact the share price, public offer of financial securities, share buybacks, etc.

    What are listing requirements?

    Listing requirements are a set of conditions which a firm must meet before listing a security on one of the organized stock exchanges, such as the New York Stock Exchange (NYSE), the Nasdaq, the London Stock Exchange, or the Tokyo Stock Exchange.

    What are the rules and guidelines for listing of securities?

    Eligibility Criteria

    • The minimum post-issue paid-up capital of the company shall be INR.
    • The minimum issue size shall be INR.
    • The minimum market capitalization of the Company shall be INR.
    • Default in compliance with the listing agreement shall not be done by applicant, promoters and /or group companies.

    Can a listed company have unlisted securities?

    While unlisted shares are those which are not listed on the stock exchanges yet, delisted shares are those which were once listed but dropped out from the listed shares category due to certain reasons. You can trade and invest in unlisted shares on OTC markets but you cannot invest or trade any delisted shares.

    What is Regulation 29 of SEBI?

    Regulation 29: – Disclosure of acquisition and disposal. shares of such target company, shall disclose their aggregate shareholding and voting rights in such target company in such form as may be specified.

    Does Sebi apply to unlisted companies?

    i) These Guidelines shall be applicable to all public issues by listed and unlisted companies, all offers for sale and rights issues by listed companies whose equity share capital is listed, except in case of rights issues where the aggregate value of securities offered does not exceed Rs. 50 lacs.

    What is the procedure of listing?

    The company has to follow specified conditions before Shares listing in stock exchange: Shares of a company shall be offered to the public through the prospectus, and 25% of securities must be offered. Date of opening of subscription, receipt of the application and other details should be mentioned in the prospectus.

    How do you list a company on the stock market?

    NSE (National Stock Exchange) Listing Process

    1. Company must be registered as a Public Company under Companies Act 1956 or Companies Act 2013.
    2. Company should be at least 3 years old and 2 years should be positive net worth.
    3. Post issue paid-up capital should not be more than 25 Cr.
    4. Documents requirement for NSE Listing.

    What is difference between listed and unlisted company?

    A listed company is a stock exchange-listed company wherein the shares are openly tradable. An unlisted company is a company that is not listed on the stock market. Listed companies are acquired by several shareholders. Unlisted companies are acquired by private investors like founders, founders’ family and peers.